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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

…

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

…

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

…

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

…

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