Search Result

381 - 400 of 911 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DTR 3.1

As Published: 2005

DTR 3.1

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording