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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports