Search Result

281 - 300 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing