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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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SUP 8.1 Application and purpose

PERG 13.3 Investment Services and Activities

PERG 13.6 The recast Capital Adequacy Directive

FEES 6.1 Application

REC 3.19 Investigations

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COLL 2.1 Authorised fund applications

SUP 3.10 Duties of auditors: notification and report on client assets

INSPRU 3.2 Derivatives in insurance

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 5.5 Duties of firms

BIPRU 8.5 Basis of consolidation

REC 6A.2 Removal of passport rights from EEA market operator

FEES 2.1 Introduction

REC 3.13 Delegation of relevant functions