Search Result

201 - 220 of 562 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose