Search Result

181 - 200 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PR App 3.1

As Published: 2005

PR App 3.1

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading