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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

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