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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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