Search Result

441 - 460 of 799 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)