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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

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CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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