Search Result

361 - 380 of 795 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information