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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate