Search Result

301 - 320 of 816 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline