Search Result

181 - 200 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application