Search Result

161 - 180 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers