Search Result

161 - 180 of 436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk