Search Result

101 - 120 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose