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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 4.5 Arranging regulated mortgage contracts

COLL 8.5 Powers and responsibilities

PERG 10.4A The application of EU Directives

DEPP 2.5 Provision for certain categories of decision

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SYSC 7.1 Risk control

LR 9.2 Requirements with continuing application

CASS 5.5 Segregation and the operation of client money accounts

COB 10.3 Modification of the allocation rule

DTR 5.4 Aggregation of managed holdings

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 4.14 Mortgage activities carried on by professional firms

TC 2.1 Application: who? where? and what?

LR 14.3 Continuing obligations

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 11.4 Requirements on firms

MIPRU 4.2 Capital resources requirements

REC 2.7 Access to facilities