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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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