Search Result

441 - 460 of 930 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test