Search Result

361 - 380 of 770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC