Search Result
DTR 1A.3 FSA may require the publication of information
As Published: 2007
DTR 1A.3 FSA may require the publication of information
…
REC 3.15 Suspension of services and inability to operate facilities
As Published: 2001
REC 3.15 Suspension of services and inability to operate facilities
…
REC 4.2 The supervisory relationship with UK recognised bodies
As Published: 2001
REC 4.2 The supervisory relationship with UK recognised bodies
…
COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT
As Published: 2004
COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT
…
REC 2.2 Method of satisfying the recognition requirements
As Published: 2004
REC 2.2 Method of satisfying the recognition requirements
…
PERG 2.10 Persons carrying on regulated activities who do not need authorisation
As Published: 2006
PERG 2.10 Persons carrying on regulated activities who do not need authorisation
…
GEN 1.2 Referring to approval by the FSA
As Published: 2005
GEN 1.2 Referring to approval by the FSA
…
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2002
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
…
COB 4.2 Terms of business and client agreements with customers
As Published: 2003
COB 4.2 Terms of business and client agreements with customers
…
COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme
As Published: 2001
COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme
…
DTR 5.1 Notification of the acquisition or disposal of major shareholdings
As Published: 2006
DTR 5.1 Notification of the acquisition or disposal of major shareholdings
…