Search Result

161 - 180 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COND 1.3 General

As Published: 2001

COND 1.3 General

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application