Search Result

141 - 160 of 682 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance