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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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