Search Result

401 - 420 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions