Search Result

341 - 360 of 656 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing