Search Result

241 - 260 of 929 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing