Search Result

241 - 260 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements