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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

…

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

…

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

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