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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

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TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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COND 1.3 General

As Published: 2001

COND 1.3 General

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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