Search Result

841 - 860 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions