Search Result

221 - 240 of 782 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording