Search Result

221 - 240 of 798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?