Search Result

141 - 160 of 737 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous