Search Result

141 - 160 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements