Search Result

441 - 460 of 649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DISP 3.4 Referral of a complaint to another complaints scheme for determination

As Published: 2002

DISP 3.4 Referral of a complaint to another complaints scheme for determination

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

DISP 4.1 Application and Purpose

As Published: 2002

DISP 4.1 Application and Purpose

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)