Search Result

421 - 440 of 812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information