Search Result

381 - 400 of 585 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose