Search Result

361 - 380 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems