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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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