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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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