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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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