Search Result

141 - 160 of 887 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application