Search Result

701 - 720 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose