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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline