Search Result

581 - 600 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

COB 12.1 Application

As Published: 2003

COB 12.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers