Search Result

561 - 580 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases