Search Result

461 - 480 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection